Market Makers

The following firms are believed to presently make a market in PennantPark Investment Corporation stock on the NASDAQ:

COMPANY

PHONE

ADDRESS

Arlington Asset Investment Corporation (703) 312-9500 Potomac Tower
1001 19th Street North 18th Floor
Arlington, VA 22209
Automated Trading Desk LLC (843) 789-2000 11 East Wall Street
Mount Plesant, SC 29464
B-Trade Services, LLC (212) 448-5683 1633 Broadway
48th Floor
New York, NY 10019
Banc of America Securities, LLC (201) 422-7600 Bank Of America Corporate Center
100 North Tryon Street
Charlotte, NC 28255
BMO Capital Markets (212) 605-1646 Three Times Square
New York, NY 10036
Cantor Fitzgerald Partners (212) 829-4856 135 East 57th Street
Third Floor
New York, NY 10022
CIBC World Markets Corporation (212) 856-4000 300 Madison Avenue
New York, NY 10017
Citadel Derivatives Group, LLC (312) 395-3121 131 South Dearborn Street
32nd Floor
Chicago, IL 60603
Cowen & Company, LLC (646) 562-1000 1221 Avenue of the Americas
14th Floor
New York, NY 10020
Credit Suisse Securities (USA), LLC (212) 325-2000 11 Madison Avenue
New York, NY 10010
E*Trade Capital Markets, LLC (312) 294-7846 One Financial Place
440 South La Salle Street Suite 3030
Chicago, IL 60605
Goldman, Sachs & Company (212) 902-1000 85 Broad Street
New York, NY 10004
J.P. Morgan Securities, Inc. (888) 242-7389 270 Park Avenue
New York, NY 10017
Keefe, Bruyette & Woods, Inc. (212) 887-7777 787 Seventh Avenue
Fourth Floor
New York, NY 10019
Knight Equity Markets, LP (201) 557-6844 545 Washington Boulevard
Jersey City, NJ 07310
Maxim Group, LLC (516) 393-8300 99 Sunnyside Boulevard Extension
Woodbury, NY 11797
Merrill Lynch, Pierce, Fenner & Smith, Inc. (800) 637-7455 Merrill Lynch World Headquarters
North Tower World Financial Center
New York, NY 10080
National Financial Services, LLC (800) 877-2410 Two Seaport Lane
ZE7F
Boston, MA 02210
RBC Capital Markets Corporation (612) 371-2711 60 South Sixth Street
P.O. Box 1160
Minneapolis, MN 55402
Stifel, Nicolaus & Company, Inc. (314) 342-2000 501 North Broadway
Saint Louis, MO 63102
SunTrust Robinson Humphrey, Inc. (404) 926-5217 Atlanta Financial Center
3333 Peachtree Road, NE
Atlanta, GA 30326
Susquehanna Capital Group (610) 617-2600 401 City Line Avenue
Suite 220
Bala Cynwyd, PA 19004
TD Ameritrade (800) 368-3668 135 Green Street
Jersey City, NJ 07302
Tradition Asiel Securities, Inc. (212) 791-4500 75 Park Place
Fourth Floor
New York, NY 10007
UBS Securities, LLC (203) 719-3000 677 Washington Boulevard
Stamford, CT 06901
Wachovia Capital Markets, LLC (704) 715-5320 301 South College Street
Eighth Floor
Charlotte, NC 28288

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